금융레그테크플랫폼(K-RegTech)-legal document analysis platform.

Example

The platform provides detailed legal interpretations for specific regulatory queries, such as whether data-sharing between subsidiaries under the Financial Holding Company Act requires customer consent.

Scenario

A financial institution questions whether sharing suspicious transaction information across subsidiaries is allowed under the Act. K-RegTech offers a precise interpretation that customer consent is required, helping avoid legal violations【12†source】.

Example

The platform issues non-action letters, which assure firms that specific actions will not lead to penalties, as long as they comply with provided guidelines. For instance, a bank might seek clarification on regulatory obligations regarding a new digital financial product.

Scenario

A bank plans to delay foreclosure proceedings due to a tenant’s involvement in a rental fraud case. The platform confirms that this delay does not violate banking regulations if conducted within specified legal boundaries【15†source】.

Example

The platform helps companies manage credit risks by providing regulatory guidelines for internal financial control systems, ensuring risk mitigation strategies are compliant with the law.

Scenario

A credit institution needs to ensure its internal risk controls align with both local and international regulatory standards to prevent exposure to credit fraud【16†source】.